Financial institutions must identify, assess and evaluate sources of risk and, wherever necessary, improve their compliance arrangements.
Our leading financial regulation practice offers clients rigorous analysis combined with deep experience and knowledge of the regulatory compliance risks financial institutions face in practice, gained from our extensive advisory and contentious regulatory work.
We work with our clients to determine “what good looks like” in terms of the practical arrangements they have in place to deliver regulatory compliance.
Risk Score over time - granular
Assessing not just a ‘snapshot’ of risk, but rather automatically scoring risk over time on a granular level with automatic notifications of potential changes.
Small scale users
Our highly scalable platform can scale to match organisations of all sizes and sophistication, from start-ups to large global organisations. Configurable to your way of working, your risk appetite and your internal control environment.
Automated Organograms generation
Automatic generation and updating of organograms that users can easily export PDFs of entity relations and associated companies and directors.
Third party database import
The Corporate Source Register allows any user to trigger searches with selected third-party providers, from within the product. This is a feature that allows you to review the results, choose the corporate or individual that you would like to import the data for, as well as all the related parties and key principles behind such corporate, at a click of a button.
Extensive bank of databases
The most extensive company information and corporate structures combined with sanctions and other adverse data that delivers new levels of certainty on your third parties, and the individuals behind them.
Report data export
You can generate comprehensive report in a variety of popular formats, including Word, Excel, PPT, and PDF and export them. Include visual elements such as graphs and risk heat maps.